2020 Updates to the BSA/OFAC Regulatory Process and How you can Better Prepare for an Examination

The BSA examination process is intended to assess the effectiveness of a financial institution’s BSA compliance program and the institution’s compliance with the regulatory requirements related to the Bank Secrecy Act (BSA). Our upcoming webinar discusses the ways of preparing for a BSA/OFAC regulatory examination by reviewing your previous examination or audit reports, available work-papers related to the examinations, and management’s responses to identified BSA issues.

The webinar covers the following key areas:

• Assigning a point of contact and gathering the needed information
• Reviewing previous examinations and BSA audits
• Ensuring senior management support to be cooperative with regulators

LEARNING OBJECTIVES

This webinar will target the entire OFAC regulatory examination process and address all areas of a financial institution’s operations from the most basic/fundamental processes to the most advance processes that the institution conducts. As such, this webinar will discuss issues involving employees with a fundamental understanding of the institution’s operations to senior managers and directors of the institution who have advanced knowledge of operations.

WHO WILL BENEFIT

• Directors of the Institution

• Managers of the Institution

• Risk Managers

• BSA Officers

• Compliance Officers

• Audit Staff

• BSA Staff

Speaker Profile:Thomas E Nollner has more than 35 years of experience in financial institution supervision and consulting. Mr. Nollner spent 30 years as a National Bank Examiner for the Comptroller of the Currency where he was a safety and soundness examiner and a compliance examiner.

Use Promo Code SPRS20 and get flat 20% discount on all purchases.

To Register (or) for more details please click on this below link:

http://bit.ly/2HljZFt

Email: [email protected]

Toll Free: +1-888-300-8494

Tel: +1-720-996-1616

Fax: +1-888-909-1882

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Others Details

Know the techniques and strategies of preparing for a BSA/OFAC regulatory examination and learn how it helps in improving the institution’s procedures. The webinar discusses BSA regulatory requirements, how to handle BSA audits and more.