aml risk assessment, bank compliance risk assessment template, bank risk assessment template, third party vendor management, third party vendor risk management, vendor management policy, vendor management policy template, vendor management risk assessment, vendor risk management, vendor risk management best practices, vendor risk management checklist

Third Party Vendor Risk Assessment for Financial Firms - Rules, Regulations, and Best Practices - online live webinar on November 2017 by Training Doyens. Training Class & Courses. Vendor Risk Management Best Practices | Bank Regulatory Compliance. aml risk assessment, bank compliance risk assessment template, bank risk assessment template, third party vendor management

Webinar Information


Third Party Vendor Risk Assessment for Financial Firms - Rules, Regulations, and Best Practices


Webinar Title
Third Party Vendor Risk Assessment for Financial Firms - Rules, Regulations, and Best Practices
Event Type
Webinar
Webinar Date
14-11-2017
Last Date for Applying
14-11-2017
Location
Denver, Colorado, United States

Publish / Maintain / Marketing / Hosted By
Organization Name / Organize By
Training Doyens
Organizing/Related Departments
Training Doyens
Organization Type
Organization/Company
Webinar Category
Both (Technical & Non Technical)
Webinar Level
All (State/Province/Region, National & International)
Related Industries

Finance

Accounting/Financial/Banking/Insurance

Registration/Ticket Booking Address
Location
Denver, Colorado, United States
Get In Touch

OVERVIEW

No Cyber Security Plan is complete without a Third Party Vendor Review and Risk Assessment. This Session will help financial firms start the process as well as maintain an existing process.

On September 15, 2015, the Office of Compliance Inspections and Examinations (OCIE) issued the 2015 Cyber security Examination Initiatives. One of those initiatives relates to how financial firms are conducting due diligence reviews of their Vendors. Many firms are not prepared to conduct this type of due diligence on the firms they partner with. Many of the third party vendors, such as the firm’s CPAs, program providers, and outsourced IT firms may not even realize they are subject to this type of scrutiny from their clients or even understand how to answer their questions. With cyber security and privacy Issues being an on-going area of concern for all areas of finance, the third party vendor and risk assessment will be a focus of regulatory exams as well as a significant business process for years to come.

WHY SHOULD YOU ATTEND

This third party vendor management program will examine who are third party vendors and analyze why it is critical to prepare a risk assessment for third parties. The course will also offer an overview of the potential risks a third party vendor may impose on your firm.

AREAS COVERED

  • Rules, regulations and best practices concerning third party risk assessment
  • Determination of the third parties
  • The questions to ask third parties
  • Best practices for monitoring the progress of the assessment
  • Suggestions on the documentation of the assessment
  • Educating existing third party vendors on why this type of due diligence is being conducted

WHO WILL BENEFIT

  • Financial Industry
  • Compliance Industry
  • Technology Industry
  • Operations Managers/Directors
  • CEO – COO CCO
  • IT
  • Portfolio Managers
  • Financial Planners
  • Investment Managers/Advisors

LEARNING OBJECTIVES

Design the Third Party Risk Assessment to help manage the firms overall cyber security.

Others Details

This training program will examine who are third party vendors and analyze why it is critical to prepare a vendor management risk assessment. Book now!

Registration Fees
Available
Registration Fees Details
Live Session for one participant $199 Corporate Live Session Group – Max 10 Participants from one location. $549 Recorded Session Get unlimited access to audio recording of the webinar for 6 months. $219 Training CD MP3 files, PDF presentation and reference manual will be delivered on a CD $399 Super Combo Offer 1 Live and Recorded webinar $329 Super Combo Offer 2 Live and Training CD $479
Registration Ways
Email
Phone
Website
Other
Registration/Ticket Booking Address
Address/Venue
26468 E Walker Dr, Aurora, Colorado 80016-6104  Pin/Zip Code : 80016
Landmark
Colorado
Official Email ID
support@trainingdoyens.com
Contact
H Jeff

26468 E Walker Dr, Aurora, Colorado 80016-6104 Toll Free: +1-888-300-8494 Tel: +1-720-996-1616 Fax: +1-888-909-1882

support@trainingdoyens.com

Get In Touch